Information Disclosed in Accordance with Rule 26 of the AIM Rules for Companies. The information available below was updated on 15 February 2021.
Significant Shareholders:
Name |
No. of Ordinary Shares |
% of Ordinary Share Capital |
INTERACTIVE INVESTOR SERVICES NOMINEES LIMITED <SMKTNOMS> |
315,892,530 |
12.15% |
JIM NOMINEES LIMITED <JARVIS> |
275,494,571 |
10.60% |
HARGREAVES LANSDOWN (NOMINEES) LIMITED <15942> |
257,424,217 |
9.90% |
HSDL NOMINEES LIMITED |
170,675,090 |
6.57% |
VIDACOS NOMINEES LIMITED <IGUKCLT> |
164,841,360 |
6.34% |
HARGREAVES LANSDOWN (NOMINEES) LIMITED <HLNOM> |
161,524,413 |
6.21% |
INTERACTIVE INVESTOR SERVICES NOMINEES LIMITED <SMKTISAS> |
129,278,295 |
4.97% |
HSDL NOMINEES LIMITED <MAXI> |
126,578,647 |
4.87% |
BARCLAYS DIRECT INVESTING NOMINEES LIMITED <CLIENT1> |
121,373,863 |
4.67% |
HARGREAVES LANSDOWN (NOMINEES) LIMITED <VRA> |
111,357,996 |
4.28% |
Directors Shareholdings:
Name |
No. of Ordinary Shares |
% of Ordinary Share Capital |
No. of Warrants |
John W Barr |
82,354,584 |
3.17% |
52,254,583 |
Andrew R Carroll |
63,657,334 |
2.45% |
41,780,834 |
John A Young |
11,466,667 |
0.44% |
10,416,667 |
Restrictions on the transfer of AIM Securities:
There are no restrictions on the transfer of Mosman Securities.
Takeovers and Mergers:
The Company is incorporated in, is resident in and has its head office and central place of management and control in Australia. Accordingly, the UK City Code on Takeovers and Mergers (‘‘City Code’’) published by the Panel on Takeovers and Mergers does not apply to the Company or transactions in Ordinary Shares. Investors should be aware that the protections afforded to shareholders by the City Code which are designed to regulate the way in which takeovers are conducted will not be available. Details of the Australian takeover regime applicable to the Company are set out in paragraph 17 of Part 8 of the Admission Document.
Significant Shareholder Disclosures
Though Mosman’s constitution incorporates the requirement for shareholders to disclose their holdings of voting rights in accordance with the United Kingdom Financial Conduct Authority's Disclosure and Transparency Rules Sourcebook (“DTR”), as an Australian incorporated business, statutory disclosure of significant shareholdings may be different and may not always ensure compliance with the requirements of AIM Rule 17. Shareholders are advised to consult the DTR when considering their requirements to disclose holdings to the Company.