AIM Rule 26

Information Disclosed in Accordance with Rule 26 of the AIM Rules for Companies. The information available below was updated on 15 February 2021.

  • Description of Company's Business:   Company Overview
  • Company Directors:   Board of Directors
  • Audit and Remuneration Committees:  Corporate Governance
  • Description of board members’ responsibilities and details of committees of the board of directors and their responsibilities:  Admission Document
  • Country of Incorporation and main country of Operation:
    Mosman is an Australian company. Mosman’s main countries of operation are Australia and United States.
  • Shareholders Rights:
    The rights of shareholders may be different from the rights of shareholders in a UK incorporated company. Shareholders should refer to the company's constitutional documents (see below) for further details.
  • Constitutional documents:   Company Constitution
  • Mosman Oil and Gas Limited is Listed On:
    The company's securities are traded on the AIM market of the London Stock Exchange plc in the UK.
  • Number of AIM Securities in issue:  Corporate Structure
  • The percentage of AIM Securities not in public hands:  5.99%

Significant Shareholders:

Name

No. of Ordinary Shares

 % of Ordinary Share Capital

INTERACTIVE INVESTOR SERVICES NOMINEES LIMITED <SMKTNOMS>

315,892,530

12.15%

JIM NOMINEES LIMITED <JARVIS>

275,494,571

10.60%

HARGREAVES LANSDOWN (NOMINEES) LIMITED <15942>

257,424,217

9.90%

HSDL NOMINEES LIMITED

170,675,090

6.57%

VIDACOS NOMINEES LIMITED <IGUKCLT>

164,841,360

6.34%

HARGREAVES LANSDOWN (NOMINEES) LIMITED <HLNOM>

161,524,413

6.21%

INTERACTIVE INVESTOR SERVICES NOMINEES LIMITED <SMKTISAS>

129,278,295

4.97%

HSDL NOMINEES LIMITED <MAXI>

126,578,647

4.87%

BARCLAYS DIRECT INVESTING NOMINEES LIMITED <CLIENT1>

121,373,863

4.67%

HARGREAVES LANSDOWN (NOMINEES) LIMITED <VRA>

111,357,996

4.28%

Directors Shareholdings:

 

Name

 No. of Ordinary Shares

 % of Ordinary Share Capital

 No. of Warrants

 John W Barr

        82,354,584

3.17%

           52,254,583

 Andrew R Carroll

        63,657,334

2.45%

           41,780,834

 John A Young

        11,466,667

0.44%

           10,416,667

Restrictions on the transfer of AIM Securities:

There are no restrictions on the transfer of Mosman Securities.

Takeovers and Mergers:

The Company is incorporated in, is resident in and has its head office and central place of management and control in Australia. Accordingly, the UK City Code on Takeovers and Mergers (‘‘City Code’’) published by the Panel on Takeovers and Mergers does not apply to the Company or transactions in Ordinary Shares. Investors should be aware that the protections afforded to shareholders by the City Code which are designed to regulate the way in which takeovers are conducted will not be available. Details of the Australian takeover regime applicable to the Company are set out in paragraph 17 of Part 8 of the Admission Document.

Significant Shareholder Disclosures

 Though Mosman’s constitution incorporates the requirement for shareholders to disclose their holdings of voting rights in accordance with the United Kingdom Financial Conduct Authority's Disclosure and Transparency Rules Sourcebook (“DTR”), as an Australian incorporated business, statutory disclosure of significant shareholdings may be different and may not always ensure compliance with the requirements of AIM Rule 17. Shareholders are advised to consult the DTR when considering their requirements to disclose holdings to the Company.